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Small filer test ($5 million)

Enter three years of net receipts for your company and any affiliates under common control and see whether the IRS's $5,000,000 test makes you a small filer, and which penalty maximums that gives you for the year on the notice.

Basis IRC 6721(d) and 448(c); IRM 4.19.25.7.1.14 (Aug. 25, 2025); IRM 20.1.7.8.1(3)-(4) (Mar. 13, 2025); Rev. Proc. 2023-34, 2024-40, 2025-32Privacy runs in your browser; nothing you enter is sent or stored

Gross receipts net of returns and allowances (Form 1120 line 1c, 1065 line 1c, or Schedule C line 3) for each entity in the controlled group, for the three most recent tax years before the year the returns were due.

How the IRS runs the test

The 972CG classifies you as a large or small filer systemically. If you dispute it, the examiner pulls your income tax returns, takes line 1c net receipts (gross receipts reduced by returns and allowances, per IRC 448(c)(3)(C)) for the three most recent tax years, averages them, and applies the $5,000,000 test (IRM 4.19.25.7.1.14). If the result is $5,000,000 or less, the lead must contact headquarters before adjusting.

Affiliates count. A subsidiary with no separate income tax filing requirement is tested on "the aggregated gross receipts of both parent and subsidiary(ies), as member(s) of a controlled group within the meaning of IRC 1563(a)" (IRM 20.1.7.8.1(3) to (4)). The examiner looks for the 1120-14 filing requirement that marks a subsidiary and researches the parent and affiliates together. A small subsidiary of a large parent gets the large-filer maximums.

Returns due inTier 1 max, large / smallTier 2 maxTier 3 max
2027$698,500 / $244,500$2,095,500 / $698,500$4,191,500 / $1,397,000
2026$683,000 / $239,000$2,049,000 / $683,000$4,098,500 / $1,366,000
2025$664,500 / $232,500$1,993,500 / $664,500$3,987,000 / $1,329,000

Not in existence for all three years: the test uses the years you existed. A first-year filer is also a mitigating factor in its own right (IRM 4.19.25.8(8)).